• Account Opening Forms • IRA Forms • Account Management Forms • Cash Management Forms •

Application & Forms : Account Opening Forms

Account Opening Forms

Individual Brokerage Account	Individual
Joint Accounts	Joint Account
Corporate Accounts	Corporate
	Partnership
	Limited Liability Corporation (LLC)
	Affidavit of Sole Ownership
Trust, Custodian and Investment Clubs	Trust
	Custodian
	Investment Club
For International or Resident Alien Accounts please include:	W-8BEN
	W-8BEN Instructions
	Residence Alien Presence Test
Option Account Forms	Option Application
	Option Trading in SDIRA
	Option Spread Trading in SDIRA
	Option Trading by Retired Persons
	Option Trading in Custodial Account
Margin Account Forms	Margin Application & Disclosure

Options involve risk and are not suitable for all investors. Certain requirements must be met to trade options through Regal. On-line trading has inherent risks due to delay or loss of online services, system performance, market conditions, erroneous or unavailable market data. Investors should understand these and additional risks before trading. Before considering any option transaction, please read Characteristics and Risks of Standardized Options provided by the Options Clearing Corporation (OCC), available in Adobe Acrobat PDF format. A current copy may also be obtained by calling Regal at 1-800-92-REGAL (73425) or by mailing your request to Regal Discount Securities, P.O. Box 9503, Fort Myers, FL 33906-9503. Because of the importance of tax considerations, Regal recommends consulting your tax advisor before contemplating any options transaction.

Open an Account | Commissions & Fees | Account Protection | Privacy Policy | Market Volatility | Good Faith Violation
Order Routing Disclosure | Business Continuity Plan | Day Trading Margin Rules | Day Trading Risk Disclosure | Site Map
Contact Us | Home

© Copyright 1998-2006 Regal Discount Securities, a division of Regal Securities, Inc. Member FINRA/SIPC

The information on this web site is for discussion and information purposes only. All accounts accepted at the discretion of Regal which accepts customer orders only on an unsolicited basis, and does not make any recommendations regarding any security or securities product with the possible exception of orders executed by our full service bond desk. Nothing contained herein should be considered as an offer to buy or sell any security or securities product. Systems response and account times may vary due to market conditions, system performance, and other factors.