Commissions & Fees

Commission Schedule

Stocks (Unlimited Shares):

Market & Limit Orders (Unlimited Shares) $9.95
Pink Sheet & Bulletin Board Orders (Limit Orders Only[1]) $9.95
Foreign Stocks $39.00

Options:

Equity or Index, Market or Limit[2] $0.10 per contract, $19.95 min.
Option Exercise/Assignment $9.00

Option rates apply to each side of spread orders. Option strategies involve multiple purchases; therefore your transaction costs may be significant for option strategy trades.

Extended Hours Trading[3]

Up to 5,000 shares $25.00
Over 5,000 shares $0.003 per share

Broker Assisted Trades

Additional $10.00

Listed Bonds

  First 25 Bonds $5.00 per bond
  Each Additional Bond $3.00 per bond
  Minimum Commission $39.00

Call a fixed income specialist at 1-888-897-8133.

Mutual Funds

  No-load Mutual Funds $15.00
  Periodic Invest-Withdraw $5.00

[1] Limit orders only; market orders will not be accepted.

[2] Select proprietary index options may incur additional fees. Please check our Brokerage Fees page for further details.

[3] There is no broker-assist charge for extended hours trading.

Options involve risk and are not suitable for all investors. Certain requirements must be met to trade options through Regal. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data. Investors should understand these and additional risks before trading. Before considering any option transaction, please read Characteristics and Risks of Standardized Options provided by the Options Clearing Corporation (OCC), available in Adobe Acrobat PDF format. A current copy may also be obtained by calling Regal at 1-800-927-3425 or by mailing your request to Regal Discount Securities, 950 Milwaukee Ave., Ste. 102, Glenview, IL 60025. Because of the importance of tax considerations, Regal recommends consulting your tax advisor before contemplating any options transaction. Supporting documentation for any claims, comparison, recommendations, statistics, or other technical data, will be supplied upon request.

Fees & Commissions effective as of July 17, 2013. All fees subject to change without notice.