Disclosure of Business Continuity Policy

Regal Discount Securities is a division of Regal Securities, Inc., a broker/dealer and member of the FINRA. NASD Rule 3510 requires each member firm to create and maintain a business continuity plan (BCP). Accordingly, Regal has developed a plan to ensure that business continues to run uninterrupted during business emergencies. Click on the link below for a brochure that summarizes Regal's Business Continuity Policy.

Business Continuity Policy Summary

* Option rates apply to each side of spread orders. Option strategies involve multiple purchases, therefore your transaction costs may be significant for option strategy trades.