GO FOR THE GOLD with Regal's New Referral Program

It's Time to Earn the Gold! In honor of the Winter Olympics, we're giving our valued customers a chance to earn gold! For every referral you make to Regal, we'll give both you and the person you refer each one (1) FREE share of GLDM, which is the SPDR Gold MiniShares (NYSE Arca:GLDM), a U.S. listed ETF that holds physical gold bullion.* A great gift for any investor who would like long-term exposure to gold in their portfolio!

How long does this offer last? It lasts through the Winter Olympic and Paralympic Games, through March 15, 2022.

How Do You Refer People? After you log into your trading account at Regal, select “Additional Services” from the menu, and click on “Make a Referral.” You will receive a unique link which you can provide to the person you’d like to refer.

Who Can You Invite to Participate in the Referral Program? You can invite your friends, family members, coworkers, neighbors…anyone!

What Accounts are Eligible? All referrals must be new Regal customers who open an approved account using your Referral Link. An eligible account is an individual or joint account (retirement accounts are not eligible). Each new account must have a minimum of $2,000 in cash or securities deposited in their account within 15 calendar days of opening the account. A referral must be at least 18 years old to open a new account.

How Do We Receive Our Free Stock? It’s Easy! Once your referral opens an approved account using your Referral Link, and the funding criteria are met– that’s it! Both you and your referral will each receive one (1) FREE share of GLDM, and it will automatically show up in your Regal account in approximately 30 days.

*Promotional Terms

This Referral Promotion (“Promotion”) is valid for existing qualified U.S. domestic accounts only (individual and joint accounts) who successfully refer a new qualified account. Both the referrer and the person referred (known as "referee") will both be eligible for one (1) share of GLDM stock (“Free Stock”).

GLDM is the SPDR Gold MiniShares (NYSE Arca: GLDM), a U.S. listed ETF which holds physical gold bullion. For a fact sheet on GLDM, click Here.
Promotion is valid through 11:59 pm CST on March 15, 2022.

The referee must open a new account through the Referral Link to be eligible for this Promotion. The referrer can obtain this Referral Link by logging into their Regal account and obtaining a unique link under “Additional Services” and “Make a Referral".

The Promotion will be invalid if the referee does not fund the new account with a minimum of $2,000 in cash or securities within 15 calendar days of completing the account opening process (“Expiry Date”), and the existing customer making the referral does not have at least $2,000 in cash or securities in their Regal account by the Expiry Date.

The Free Stock will be credited to the qualified accounts of both the person making the referral and the referee approximately 30 days after the above requirements are met. The cash value of the Free Stock may not be withdrawn for 90 days.

The following accounts are excluded from the Promotion: retirement accounts (including IRAs), partnership accounts, corporate accounts and trust accounts. Must be at least 18 years of age to open an account.

If the referee opens more than one account at Regal, the person making the referral will receive a maximum of one (1) share of Free Stock for this referee.

A new account is defined as a customer that has not had an account with Regal Securities, Inc. during the last 3 calendar years.

Neither receipt of a share of stock through this program nor identification of a particular security in communications related to this program constitutes a solicitation of the security or a recommendation to buy, sell, or hold the security. Regal does not provide investment advice and does not hereby recommend any security or transaction.

Consult with your tax advisor about the appropriate tax treatment for this offer and any tax implications associated with receipt of a free stock. Regal does not take responsibility for any tax related to the Promotion.

Regal reserves the right to change the offer terms or terminate the offer at any time without notice. The Free Stock, when combined with the value received from all other offers in the same calendar year, may not exceed $600 per person. The offer is not transferable or valid in conjunction with certain other offers and is available to U.S. residents only.

Employees, contractors, or persons similarly associated with Regal or Regal Securities; members of their household; and employees of any securities regulatory organization or exchange are not eligible. Regal may decline requests to enroll in the offer at its discretion. Other restrictions may apply.

This is not an offer or solicitation in any jurisdiction where Regal is not authorized to conduct securities transactions.