Gift Yourself & Your Friends with Regal's Referral Program

Thank you for being a loyal Regal customer! For a limited time, you can refer your friends and family to Regal and each receive a thank you gift – Free PIE! 🥧 (PIE stock, that is!).  

We are pleased to offer both you & the person you refer to Regal each two (2) shares of 'PIE' stock, which is the Invesco Emerging Markets Momentum ETF (Ticker: PIE) .  Each award is over $38, as of the market close on 11/21/23. Act now - this offer is through November 30!

How Do You Refer People?
After you log into your trading account at Regal, select “Additional Services” from the menu, and click on “Make a Referral.” You will receive a unique link which you can provide to the person you’d like to refer.

Who Can You Invite to Participate in the Referral Program?
You can invite your friends, family members, coworkers…anyone!

What Accounts are Eligible?
Your referral must be a new Regal customer, and opens an approved individual or joint account using your Referral Link and deposits $500 or more in their account within 15 calendar days of completing the account application. For full requirements, see “Promotional Terms” below.

How Do I Receive My Free Stock?
It’s Easy! Once the requirements are met, both you and the person you refer will each receive two (2) free shares of PIE stock, which will be automatically credited to your Regal account in approximately 30 days.

*Promotional Terms

This Referral Promotion (“Promotion”) is valid for existing qualified U.S. domestic accounts only (individual and joint accounts) who successfully refer a new qualified account. Both the referrer and the person referred (known as "referee") will be eligible for two (2) shares of Invesco DWA Emerging Markets Momentum (Ticker: PIE) (“Free Stock”).

Each award is over $38, as of the market close on 11/21/23.

Promotion is valid through 11:59 pm CST on November 30, 2023. 

The referee must open a new account through the Referral Link to be eligible for this Promotion. The referrer can obtain this Referral Link by logging into their Regal account and obtaining a unique link under “Additional Services” and “Make a Referral".

The Promotion will be invalid if the referee does not fund the new account with a minimum of $500 in cash or securities within 15 calendar days of completing the account opening process (“Expiry Date”), and the existing customer making the referral does not have at least $500 in cash or securities in their Regal account by the Expiry Date.

The Free Stock will be credited to the qualified accounts of both the person making the referral and the referee approximately 30 days after the above requirements are met. The cash value of the Free Stock may not be withdrawn for 90 days.

The following accounts are excluded from the Promotion: Retirement accounts (including IRAs), Partnership accounts, Corporate accounts and Trust accounts.

If the referee opens more than one account at Regal, the person making the referral will receive a maximum of two (2) shares of Free Stock for this referree. 

A new account is defined as a customer that has not had an account with Regal Securities, Inc. during the last 3 calendar years.

Neither receipt of a share of stock through this program nor identification of a particular security in communications related to this program constitutes a solicitation of the security or a recommendation to buy, sell, or hold the security. Regal does not provide investment advice and does not hereby recommend any security or transaction.

Consult with your tax advisor about the appropriate tax treatment for this offer and any tax implications associated with receipt of a free stock. Regal does not take responsibility for any tax related to the Promotion.

Regal reserves the right to change the offer terms or terminate the offer at any time without notice. The free stock, when combined with the value received from all other offers in the same calendar year, may not exceed $600 per person. The offer is not transferable or valid in conjunction with certain other offers and is available to U.S. residents only. Employees, contractors, or persons similarly associated with Regal; members of their household; and employees of any securities regulatory organization or exchange are not eligible. Regal may decline requests to enroll in the offer at its discretion. Other restrictions may apply.

This is not an offer or solicitation in any jurisdiction where Regal is not authorized to conduct securities transactions.