Why Regal?

Know Your Broker Stability & Dedication

Regal is a division of Regal Securities, Inc., member FINRA/SIPC., a firm with over 30 years of brokerage experience and an excellent compliance history. Since 1977, Regal Discount Securities continues to be a top provider in the arena of online investing, efficient execution and service.

Our People Make the Difference

We know your time is valuable, and we make it easy for you to call and access experienced brokers and customer service quickly and easily. We answer our phone! Our dedicated team understands the importance of the “ease of doing business” and they respect our clients' needs.

Account Protection

Regal Discount Securities is a division of Regal Securities, Inc., a member of the Securities Investor Protection Corporation (SIPC). Your account assets are covered by the SIPC, which protects customers of its members up to $500,000, with a limitation of $250,000 on claims for cash balances. Additionally, Hilltop Securities "HTS" has purchased Excess SIPC Insurance which covers the net equity of customer's accounts up to an aggregate of $150 million from underwriting syndicates at Lloyd's of London. The customer securities component, which restricts coverage with respect of any one customer, is a maximum of $25,000,000 with the aggregate coverage of cash set at $900,000.SIPC and Excess SIPC covers accounts of the member firm in the event of a member's bankruptcy or insolvency. Coverage does not apply to losses due to market fluctuation or any decline in market value of your securities. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 or visit www.sipc.org.

Accounts carried with Hilltop Securities, Inc..

Access the Benefits of Broker Assisted Trading at Discount Rates

If you want the benefits of broker-assisted trading without the high cost or just prefer a licensed professional place your trade for you, just let us know. We don’t give advice, but if you know what you want to buy or sell, Regal offers broker assisted trading for just an additional $10 per trade.

Multiple Investment Products in One Account

Invest in stocks, options, ETFs, mutual funds, foreign securities, fixed income and more. And for qualified clients, our Regal Syndicate investment service offers access to both initial public offerings and offerings of companies whose securities are already publicly traded (follow-on and secondary offerings). Regal also offers multiple solutions for individual and small business retirement planning.

Low Margin Rates

If you have a substantial and diversified portfolio and secure disposable income, you can save substantial interest expense while gaining access to funds. Regal's margin rates range from 4.75% -7.25% and are among the lowest of online brokers.
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* Option rates apply to each side of spread orders. Option strategies involve multiple purchases, therefore your transaction costs may be significant for option strategy trades.